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Controls for Execution under MiFID II
MiFID II is as important for Europe as Dodd Frank was for the US: financial institutions must…
IEX Selects Delta Surveillance to Safeguard Market Integrity and Transparency
First Derivatives (AIM:FDP.L, ESM:FDP.I) a leading provider of software and consulting services to the…
ESMA Consults on Draft Standards for the Clearing of Foreign-exchange Non-deliverable Forwards
The European Securities and Markets Authority (ESMA) has today publisheda consultation on draft regulatory…
ESMA Defines Products, Counterparties and Starting Dates for the Clearing of Interest Rate Swaps
The European Securities and Markets Authority (ESMA) has today issued final draft regulatory technical…
Intercontinental Exchange Completes First Phase of the Liffe Transition to ICE Futures Europe; London Soft Commodities Now on the ICE Platform alongside ICE Futures U.S. Softs Contracts
Intercontinental Exchange (NYSE:ICE), the leading global network of exchanges and clearing houses, announced that…
CFTC Staff Announced Extension of No-Action Relief Concerning Certain Straight Through Processing Obligations for SEFs and DCMs from Compliance with Certain Requirements of Commission Regulations for Package Transactions
The U.S. Commodity Futures Trading Commission’s (CFTC) Divisions of Clearing and Risk and Market…
BOAT Introduces MMT Standard in Trade Reporting
BOAT has announced the implementation of Market Model Typology (MMT) in its OTC trade…
U.S. Commodity Futures Trading Commission and Australian Securities and Investments Commission Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad…
ESMA Issues Updated Q&A on the Application of the Alternative Investment Managers Directive (AIFMD)
The European Securities and Markets Authority (ESMA) published today an update of its Questions…
Automated Retail Derivatives Platforms: Challenges and Opportunities
The retail derivatives industry faces the same challenges seen in many mature financial markets:…