DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Ian Thomas, Regulatory Solutions Expert for the financial services consultancy Quorsus, examines the different derivative reporting “guidelines” used by…
The 3 C’s of UMR – Compliance, Controls and Cost
Phases 5 and 6 of UMR come into force in September 2021 and 2022, respectively. Some firms…