Industry calls for clarity on mandatory buy-in rules
On 14 July 2021, sixteen trade associations* representing buy-side, sell-side and market infrastructures, wrote to ESMA and the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
IHS Markit Enhances Securities Processing Solution to Address CSDR Implementation
As implementation draws near, so do increased chances of operational risks and inefficiencies From initiation, CSDR has…
The Patchwork of Crypto Asset Regulation
Lynn Strongin Dodds assesses the different approaches regulators across the globe are adopting to catch up with…
DTCC Receives SEC Approval to Provide Security-based Swap Data Reporting Services in the U.S.
DTCC’s Global Trade Repository (GTR) service to offer new trade reporting capabilities in support of forthcoming SEC…
Why it’s time for Exchanges and CCPs to offer a Managed KYC Service
Download the whitepaper now Sionic’s KYC Managed Service for Exchanges and CCPs enables firms to remove the…
LIBOR Transition Planning: Essential Legal, Liquidity and Operational Considerations
As the market prepares for the transition away from the use of LIBOR to alternative benchmarks or…
The 3 C’s of UMR – Compliance, Controls and Cost
Phases 5 and 6 of UMR come into force in September 2021 and 2022, respectively. Some firms…
LIBOR Transition: What are the Legal Questions and is the Fallback Mechanism Enough? (Podcast Transcript)
DerivSource LIBOR Transition Podcast Series – Episode 2 Transcript (Listen now) Julia Schieffer: Hello and welcome to this…
CME Group Announces Launch of CME Term SOFR Reference Rates
CME Group, the world’s leading and most diverse derivatives marketplace, today announced it is publishing CME Term SOFR…
ESMA’s MiFID Review: An FAQ on the Significant Changes Proposed to MiFIR Transaction Reporting
Simon Appleton, Director, MiFID II Transaction Reporting, Kaizen Reporting shares answers to common questions on the proposed changes to…