DGCX Meets MiFID II / MiFIR Transparency Criteria
The European Securities and Markets Authority has added DGCX to list of third-country trading venues that meet…
MiFID
Déjà vu for 2020? Regs, Geopolitical Change, ESG & Tech Innovation to Continue to Dominate Agendas
The new year will be dominated by old issues and challenges pertaining to geopolitical change, regulation and…
ESMA publishes MiFID Compliance Function Peer Review Results
The European Securities and Markets Authority (ESMA) has published the results of its Peer Review on the…
ESMA’s MiFID Review: An FAQ on the Significant Changes Proposed to MiFIR Transaction Reporting
Simon Appleton, Director, MiFID II Transaction Reporting, Kaizen Reporting shares answers to common questions on the proposed changes to…