SFTR: Will it bring transparency and STP to securities lending and repo?
Coming so close on the heels of MiFID II and EMIR, navigating the new SFTR reporting landscape…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Joseph Cerullo: Profile of a Chief Compliance Officer
The Dodd-Frank Wall Street Reform and Consumer Protection Act mandated the designation of chief compliance officers for…
DTCC Receives Regulatory Approval to Provide Derivatives Trade Reporting Services in Switzerland in Support of FINFRAG
DTCC’s Global Trade Repository continues to add new jurisdictions to provide the industry with a single platform…
ISDA Publishes Final Results of Benchmark Fallbacks Consultation
The International Swaps and Derivatives Association, Inc. (ISDA) has today published a report summarizing the final results…
The Future Of Financial Markets: Addressing Unknowns & New Opportunities
It’s been 10 years since the financial crisis, and since then the industry has undergone radical change…
Winter is coming… Rising to the repapering challenges of IM Phases 4 and 5
By Michael Beaton of DRS Introduction The deadline for compliance with Phase 4 and Phase 5 of the…
MiFIR Offering from Kaizen to Include APA Trade Reporting
MiFIR trade reporting specialist Chris Machin to head development of new offering Kaizen Reporting (Kaizen), the specialist…
IOSCO members found mostly compliant with Principles for Commodity Derivatives Markets
The Board of the International Organization of Securities Commissions (IOSCO) today published the findings of an updated…
FSB and Standard-Setting Bodies Publish Final Report on Effects of Reforms on Incentives to Centrally Clear Over-the-Counter Derivatives
The Financial Stability Board (FSB), the Basel Committee on Banking Supervision (BCBS), the Committee on Payments and…
EMIR REFIT – A Review of Recent Changes (What was Included, What’s Not)
The financial markets now has clarity on some of the areas the EMIR REFIT programme and in…