The Dodd-Frank Wall Street Reform and Consumer Protection Act mandated the designation of chief compliance officers for…
Joseph Cerullo Joseph Cerullo is the Chief Compliance Officer for the Firm's Futures Commission Merchant and U.S. Swap Dealers. He manages and oversees two teams responsible for these stand-alone comprehensive Compliance Programs. Prior to joining Compliance, Joe held a number of leadership positions in Legal and the business focusing on business consolidations, electronic trading, customer due diligence reviews, developing customer relationships, and access to exchanges and clearinghouses. Prior to joining J.P. Morgan in 2003, Joe worked in private practice on securities offerings, corporate transactions, and mergers and acquisitions. He has a J.D. from the Villanova University Charles Widger School of Law and a B.S. in Finance from St. John's University.
Cybersecurity Trends and the Changing Role of the CISO
With the rate of cyber attacks on the rise, firms should be ramping up their cybersecurity procedures...
June 10 @ 9:30 am - 12:45 pm
Latest Videos on YouTube
Collateral Management: What Are The Priorities for 2019?
The Future Of Financial Markets: Addressing Unknowns & New Opportunities