LIBOR Transition: The Slow and Steady March to RFRs
COVID-19 was flagged as an obstacle but regulators especially in the UK are pushing ahead with the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
SmartStream launches API for firms requiring fast access to reference data for meeting the SFTR deadline
SmartStream Technologies, the financial Transaction Lifecycle Management (TLM®) solutions provider, today extended its Reference Data Utility (RDU) Securities Financing Transactions Regulation…
DTCC’S SFTR Community Jumps to 250 as Firms Ready for Forthcoming Regulation
Key milestone reached with less than a month to go before first go-live date for securities financing…
Now Is the Time to Get Serious About the Fundamental Review of the Trading Book
Aite Group expects adoption of third-party tools for FRTB compliance to take flight in 2020. While most…
DGCX Meets MiFID II / MiFIR Transparency Criteria
The European Securities and Markets Authority has added DGCX to list of third-country trading venues that meet…
The World Federation of Exchanges Responds to Europe’s MiFID II Consultation
The World Federation of Exchanges (“WFE”), the global industry group for exchanges and CCPs, has responded to the…
COVID & Derivatives: Market Participants Should Be Braced for a Tumultuous Year Ahead
Volatility may have eased, but Lynn Strongin Dodds looks at why derivatives markets will continue to be…
UnaVista Approved by ESMA to be a Trade Repository Under SFTR
ESMA confirms that UnaVista TRADEcho B.V. has met the requirements for registration as a trade repository for…
FIA praises CFTC’s quick response amid global pandemic
Today, FIA President and CEO Walt Lukken made the following statement after the CFTC issued several no-action letters that give the…
CSDR Complexities: How to Manage Buy-ins and Reduce Trade Fails Efficiently
In a DerivSource Q&A, Matt Johnson, Associate Director, ITP Product Management, at the Depository Trust & Clearing Corporation (DTCC) shares…