Data and AI risk mitigation – Legal risks not just to be found in Ts and Cs
Just over a decade ago, the financial industry set out to reduce credit counterparty and systemic risks….
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Numerix Introduces New Artificial Intelligence Solution to Address $200 Trillion of Financial Contracts Affected by the Global LIBOR Transition
Natural Language Processing and Machine Learning Technology is Deployed to Address LIBOR Contract Renegotiation Challenges and Key…
Ardent Financial Selects SteelEye for MiFID II and MAR Compliance
With SteelEye, the new Securities Dealer will automate their regulatory processes whilst using market leading solutions for risk mitigation London, 9th June 2020: SteelEye, the compliance…
LIBOR Transition: The Slow and Steady March to RFRs
COVID-19 was flagged as an obstacle but regulators especially in the UK are pushing ahead with the…
SmartStream launches API for firms requiring fast access to reference data for meeting the SFTR deadline
SmartStream Technologies, the financial Transaction Lifecycle Management (TLM®) solutions provider, today extended its Reference Data Utility (RDU) Securities Financing Transactions Regulation…
DTCC’S SFTR Community Jumps to 250 as Firms Ready for Forthcoming Regulation
Key milestone reached with less than a month to go before first go-live date for securities financing…
Now Is the Time to Get Serious About the Fundamental Review of the Trading Book
Aite Group expects adoption of third-party tools for FRTB compliance to take flight in 2020. While most…
DGCX Meets MiFID II / MiFIR Transparency Criteria
The European Securities and Markets Authority has added DGCX to list of third-country trading venues that meet…
The World Federation of Exchanges Responds to Europe’s MiFID II Consultation
The World Federation of Exchanges (“WFE”), the global industry group for exchanges and CCPs, has responded to the…
In Search of a Workable SOFR
By George Bollenbacher Ever since the US Alternative Reference Rates Committee (the ARRC) first announced that it…