In this DerivSource podcast series with FIS, we will be exploring the challenges when it comes to maintaining controls for market conduct and personal account trading when the majority of market professionals are working remotely and away from the office and their teams during the COVID-19 pandemic. Specifically, we will cover:
- Podcast 1 – The Challenges & Value of Maintaining Company Culture
- Podcast 2 – Regulatory Guidance for Remote Working
- Podcast 3 – Harnessing Technology for Market Conduct Practices
The first and second episodes of the podcast are now live and episode 3 will follow. See “Podcast tab” for podcast show notes.
