The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on…
The Securities and Exchange Commission today announced that David Grim has been appointed Deputy Director of its…
The Securities and Exchange Commission today announced the appointment of Michael E. Garrity to lead the examination…
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets…
The Securities and Exchange Commission today announced that Daniel M. Gallagher has been sworn into office as…
The Commodity Futures Trading Commission and Securities and Exchange Commission today made the following joint statement: “For…
The Securities and Exchange Commission today announced that Peter J. Curley has been named Associate Director for…
The Securities and Exchange Commission today announced that Brian A. Bussey has been named Associate Director for…
The Securities and Exchange Commission today voted to propose rules that lay out the process by which…
The Securities and Exchange Commission today voted to propose a rule implementing the so-called “Volcker Rule” requirements….
Commodity Futures Trading Commission and Securities and Exchange Commission Release Joint Report to Congress on International Swap Regulation
The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on…