The Securities and Exchange Commission announced that it will host a technology roundtable next month to discuss…
The Securities and Exchange Commission late Friday took another step toward regulating the over-the-counter derivatives market by unanimously…
The Securities and Exchange Commission has adopted rules that establish procedures for its review of certain clearing…
The Securities and Exchange Commission today issued a policy statement describing the order in which it expects…
The CFTC and SEC passed a final rule defining the type of institutions that have to register…
The Ontario Securities Commission today released the following joint statement with other regulators: Leaders and senior representatives…
The Federal Reserve Board on Thursday announced its approval of a statement clarifying that an entity covered…
The Securities and Exchange Commission today announced that Diane C. Blizzard has been named Associate Director for…
The Securities and Exchange Commission today unanimously adopted a new rule to define a series of terms…
The staffs of the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) have released…
SEC to Host Market Technology Roundtable
The Securities and Exchange Commission announced that it will host a technology roundtable next month to discuss…