First meeting to take place at the CFTC on September 2, 2009 and the second meeting to…
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced that the two…
The Securities and Exchange Commission today announced several actions that would protect against abusive short sales and…
Legislation for Strengthening Investor Protection Delivered to Capitol Hill Continuing its push to establish new rules of…
The Securities and Exchange Commission today charged Renato Negrin, a former portfolio manager at hedge fund investment…
The Securities and Exchange Commission today announced a new effort to identify and assess risks in the…
The President’s Working Group on Financial Markets today announced a series of initiatives to strengthen oversight and…
Securities and Exchange Commission chairman Christopher Cox today executed, on behalf of the SEC, a Memorandum of…
CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization
First meeting to take place at the CFTC on September 2, 2009 and the second meeting to…