CFTC Issues Final Order Amending the Effective Date for Swap Regulation
The Commodity Futures Trading Commission (CFTC) today issued a Final Order regarding the effective date for swap…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Commissioner Jill E. Sommers Responds to Concerned Customers of MF Global, Inc.
Over the past several weeks the Commission has received numerous inquiries regarding the priority of commodity customers’…
ESMA Publishes an Updated Opinion on Waivers from Pre-trade Transparency
This updated includes an opinion under article 18 (1)(A) of the MiFID. To view the text, please…
CFTC to Hold Open Meeting to Consider Three Final Rules
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, December 20, 2011, at…
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Clearing House Fragmentation; the Cost and Volume Explosion
BISS Research’s Gary Wright explains why the fragmentation of the CCP landscape in Europe, which is further…
Global Regulators Discuss OTC Derivatives Regulation
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets…
CFTC Announces Public Meeting of the Technology Advisory Committee
Committee to Focus on Market Structure, the Role of High Frequency Traders, and Interim Recommendations of the…
CFTC’s Division of Market Oversight Issues Guidebook for Part 20 Reports
The Commodity Futures Trading Commission’s Division of Market Oversight today issued a Guidebook for Part 20 Reports…
Dodd Frank and EMIR Unlikely to Reduce Systemic Risk, says Industry
New research from Rule Financial and Calypso reveals negative industry opinion of OTC reform OTC clearing reform…
Michael Garrity Named Head of Examination Program in SEC’s Boston Regional Office
The Securities and Exchange Commission today announced the appointment of Michael E. Garrity to lead the examination…