Clearing House Fragmentation; the Cost and Volume Explosion
BISS Research’s Gary Wright explains why the fragmentation of the CCP landscape in Europe, which is further…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
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Global Regulators Discuss OTC Derivatives Regulation
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets…
CFTC Announces Public Meeting of the Technology Advisory Committee
Committee to Focus on Market Structure, the Role of High Frequency Traders, and Interim Recommendations of the…
CFTC’s Division of Market Oversight Issues Guidebook for Part 20 Reports
The Commodity Futures Trading Commission’s Division of Market Oversight today issued a Guidebook for Part 20 Reports…
Dodd Frank and EMIR Unlikely to Reduce Systemic Risk, says Industry
New research from Rule Financial and Calypso reveals negative industry opinion of OTC reform OTC clearing reform…
CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority
The U.S. Commodity Futures Trading Commission (CFTC) today announced an Interpretation that relates to anti-fraud authority provided…
CFTC to Hold Open Meeting to Consider Two Final Rules and Two Proposals
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Monday, December 5, 2011, at 9:30 a.m., on the following topics:
(1) Final Rule on Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Options Transactions;
(2) Further Notice of Proposed Rulemaking on Process for Making a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act
(3) Final Rule on Registration of Foreign Boards of Trade
CFTC’s Division of Market Oversight Issues Letter to Market Participants Requiring Compliance with New Large Trader Reporting System for Physical Commodity Swaps and Swaptions
Division to Provide Temporary and Conditional Safe Harbor for Less than Fully Compliant Reporting The Commodity Futures…
CFTC to Hold Open Meeting to Consider Three Final Rules
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, December 20, 2011, at…