ISDA Publishes Two Consultations on Benchmark Fallbacks
The International Swaps and Derivatives Association, Inc. (ISDA) has launched two new consultations on benchmark fallbacks –…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
UMR Preparedness – Your Questions Answered
In a DerivSource webinar held April 3rd 2019 with AcadiaSoft, a panel explored the structure of a…
Benchmark Reform & the Buy Side: 3 Areas of Impact & Where to Begin
With benchmark reform underway, many asset managers are only now beginning to consider the extensive planning and…
Torstone acquires Percentile to bolster risk and compliance offering
Torstone Technology, a leading provider of post-trade securities and derivatives processing technology, has announced that it has…
FIA Warns of Increased Market Fragmentation Caused by Regulation
FIA President and CEO Walt Lukken today released a white paper that expresses FIA’s concerns about increased fragmentation of…
NRI’s I-STAR/CORE updated for FSB’s Standards and Processes for Global Securities Financing Data Collection and Aggregation
New compliance ecosystem achieves compliant data reporting for repos and securities lending Nomura Research Institute, Ltd. (NRI),…
EMIR REFIT – A Review of Recent Changes (What was Included, What’s Not)
The financial markets now has clarity on some of the areas the EMIR REFIT programme and in…
SFTR: Will it bring transparency and STP to securities lending and repo?
Coming so close on the heels of MiFID II and EMIR, navigating the new SFTR reporting landscape…
Joseph Cerullo: Profile of a Chief Compliance Officer
The Dodd-Frank Wall Street Reform and Consumer Protection Act mandated the designation of chief compliance officers for…
The Neglected Regulation: Why Firms Need to Think About CSDR Now
The Central Securities Depository Regulation (CSDR) started its implementation journey five years ago, but the trip is…