Trade Organizations Call for Extension of Temporary Equivalence and Recognition of UK CCPs
Today, 14 financial services trade associations wrote to European Commission Vice President Valdis Dombrovskis to highlight the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Six Broker-Dealers Select IHS Markit to Manage Questionnaires for Securities Financing Transaction Regulation
IHS Markit (NYSE: INFO), a world leader in critical information, analytics and solutions, today announced that BofA Securities, HSBC,…
ESMA advises EC on the supervisory regime for third-country CCPs
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published three sets of…
IHS Markit and Pirum Systems add UTI Connect and more clients to joint SFTR solution
As Phase One of SFTR reporting approaches, IHS Markit and Pirum Systems continue to grow the client…
SFTR cloud solution live ahead of 2020 deadline, in partnership with deltaconX AG
SimCorp, a leading provider of investment management solutions and services to the global financial services industry, today announces the…
ISDA Publishes Report Summarizing Results of Benchmark Fallbacks Consultation on Pre-cessation Issues
ISDA has today published a report that summarizes responses to a consultation on pre-cessation issues for LIBOR and certain…
FSB publishes annual report on implementation and effects of financial regulatory reforms
The Financial Stability Board (FSB) today published its 2019 annual report on the implementation and effects of the G20…
FSB reports on implementation of OTC derivative reforms
The Financial Stability Board (FSB) today published its annual progress report on the implementation of the agreed G20…
Four Misconceptions about Initial Margin Model Validation Post EMIR Refit
By Brie Lam of Brie Lam Regulatory Advisory Services and Shaun Murray of Margin Reform Backdrop The…
The Quest For Best Execution – Integrating Pre-Trade Execution with Margin Optimization
Financial institutions continue to move towards best execution in order to better manage rising capital and operating…