The CFTC’s Swap Data Reporting Amendments: More Than Meets the Eye
Carolyn K Van den Daelen, Managing Partner and Chief of Staff at Quorsus, explores. On 17 September…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
ICE Clear Europe receives Recognition as a Third Country Central Counterparty under EMIR
Intercontinental Exchange, Inc. (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of…
Market Conduct and Personal Account Dealing: How Firms are Adapting to the ‘New Normal’
With many City workers continuing to work from home for the foreseeable future, firms are grappling with…
COVID-19: Opportunity for Boosting Operational Resilience but How?
A published industry report produced by Clear Path Analysis and commissioned by SimCorp, showcases some of the…
In Search of a Workable SOFR
By George Bollenbacher Ever since the US Alternative Reference Rates Committee (the ARRC) first announced that it…
Data and AI risk mitigation – Legal risks not just to be found in Ts and Cs
Just over a decade ago, the financial industry set out to reduce credit counterparty and systemic risks….
Numerix Introduces New Artificial Intelligence Solution to Address $200 Trillion of Financial Contracts Affected by the Global LIBOR Transition
Natural Language Processing and Machine Learning Technology is Deployed to Address LIBOR Contract Renegotiation Challenges and Key…
Ardent Financial Selects SteelEye for MiFID II and MAR Compliance
With SteelEye, the new Securities Dealer will automate their regulatory processes whilst using market leading solutions for risk mitigation London, 9th June 2020: SteelEye, the compliance…
LIBOR Transition: The Slow and Steady March to RFRs
COVID-19 was flagged as an obstacle but regulators especially in the UK are pushing ahead with the…
Introducing UPIs: Helping the global regulatory community identify OTC derivatives
This Q&A with Malavika Solanki, Management Team, Derivatives Service Bureau, provides an introduction to the Unique Product…