ESMA advises EC on the supervisory regime for third-country CCPs
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published three sets of…
ESMA
ESMA Proposes a Regulatory Change to Support the Brexit Preparations of Counterparties to Uncleared OTC Derivatives
The European Securities and Markets Authority (ESMA) has published a final report with draft regulatory technical standards…
ESMA to Focus on Supervisory Convergence and Supervision in 2019
The European Securities and Markets Authority (ESMA) has published its 2019 Work Programme (WP), which sets out…
ESMA finds shortcomings in national supervision of efficient portfolio management by UCITS
The European Securities and Markets Authority (ESMA) has found that national regulators need to improve their supervision…
ESMA Clarifies Endorsement Regime for Non-EU Credit Ratings
The European Securities and Markets Authority (ESMA) has published supplementary guidance on the application of the endorsement…
ESMA Adopts Final Product Intervention Measures on CFDs and Binary Options
The European Securities and Markets Authority (ESMA) has formally adopted new measures on the provision of contracts…
ESMA appoints new member to its Management Board
The European Securities and Markets Authority (ESMA) has appointed one new member to its Management Board to…
ESMA Agrees to Prohibit Binary Options and Restrict CFDs to Protect Retail Investors
The European Securities and Markets Authority (ESMA) has agreed on measures on the provision of contracts for…
High Risks Persist for European Securities Markets and Investors, ESMA Says
European securities markets, infrastructures and investors remain at risk, the European Securities and Markets Authority (ESMA) said…
The European Parliament Throws Down the Gauntlet in the Euro Clearing Debate
Lynn Strongin Dodds gives a progress report on one of the most contentious issues of the Brexit…