CFTC/SEC Staffs to Host Joint Public Roundtable to Discuss Issues Related to the Clearing of Credit Default Swaps
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) staffs will hold a…
SEC
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…
SEC Seeks Public Comment on Asset-Backed Securities Rule Proposal Under Dodd-Frank Act
The Securities and Exchange Commission is seeking public comment on proposed regulations to require issuers of asset-backed…
Heather Seidel Named Associate Director in Division of Trading and Markets
The Securities and Exchange Commission today announced that Heather Seidel has been named an Associate Director in…
CFTC, SEC Announce Panelists, Room Update and Webcast Address for September 15 Public Roundtable to Discuss Swap Execution Facilities and Security-Based Swap Execution Facilities
The staffs of the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced…
Gensler Statement on CFTC/SEC Public Roundtable to Discuss Swap Data, Swap Data Repositories and Real Time Reporting
Commodity Futures Trading Commission Chairman Gary Gensler today commented on the joint CFTC-SEC Public Roundtable to Discuss…
OTC Derivatives Central Clearing is Finally Taking Shape – News Roundup
For most of the past 18 months, the development of central clearing for OTC derivatives has been…
CFTC, SEC Announce Panelists for Sept 14 Public Roundtable to Discuss Swap and Security-Based Swap Data, Swap and Security-Based Swap Data Repositories & Real Time Reporting
The staffs of the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced…
CFTC, SEC to Host Public Roundtable to Discuss Swap Data, Swap Data Repositories and Real Time Reporting
Staff from the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) will hold a…
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Thomas A. Bayer Named SEC Chief Information Officer
The Securities and Exchange Commission today announced that Thomas A. Bayer has been appointed as the SEC’s…