CFTC and SEC Staffs to Host Public Roundtable Discussion on Dodd-Frank Implementation
The staffs of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today…
SEC
Publication of Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
Today, the Securities and Exchange Commission and Commodity Futures Trading Commission (collectively “Commissions”) delivered to Congress a…
Agencies Seek Public Comment on Risk Retention Proposal
Six federal agencies are seeking public comment on a proposed rule that would require sponsors of asset-backed…
Agencies Announce Consideration of Risk Retention Notice of Proposed Rulemaking
The staffs of the Office of the Comptroller of the Currency, the Federal Reserve, the Federal Deposit…
SEC Proposes Rule Amendments to Remove Credit Rating References in Investment Company Act Rules and Forms
The Securities and Exchange Commission today proposed rule amendments to remove references to credit ratings in certain…
SEC Proposes Clearing Agency Standards for Operations and Governance
The Securities and Exchange Commission today voted to propose rules in accordance with the Dodd-Frank Wall Street…
Exploring Title VII of the Dodd-Frank Act & the Impact on Margin Posed by End Users
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) continue to issue regulations…
SEC Proposes First in Series of Rule Amendments to Remove References to Credit Ratings
The Securities and Exchange Commission today voted unanimously to propose amendments to its rules that would…
SEC Proposes Rules for Security-Based Swap Execution Facilities
The Securities and Exchange Commission today voted unanimously to propose rules defining security-based swap execution facilities (SEFs)…
Sign up for
our newsletter
Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.
Podcast
Upcoming Events
- There are no upcoming events.
SEC Announces Roundtable on International Financial Reporting Standards
The Securities and Exchange Commission staff announced today that it will sponsor a roundtable in July to…