SEC’s New Division of Risk, Strategy, and Financial Innovation Adds Experts to Senior Ranks
The Securities and Exchange Commission today announced that three experts in the fields of risk management, structured…
SEC
Senior Supervisors Group Issues Report on Risk Management Practices
The Senior Supervisors Group (SSG) that comprises senior financial supervisors from seven countries (United States, Canada, France,…
CFTC and SEC Issue Joint Report on Regulatory Harmonization
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today issued a joint…
SEC Publishes 2010-2015 Draft Strategic Plan for Public Comment
The Securities and Exchange Commission today published for public comment its Draft Strategic Plan that outlines the…
CFTC and SEC Chairmen Issue Update on Harmonization Report
The Chairmen of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) announced…
Gregg Berman Named Senior Policy Advisor in SEC Division of Risk, Strategy, and Financial Innovation
The Securities and Exchange Commission today announced that Gregg Berman has been named a senior policy advisor…
Agriculture Committee Continues Review of Treasury Department’s Derivatives Proposal
CFTC, SEC Chairmen Discuss Financial Reform Legislation Today, the House Agriculture Committee continued its review of the…
IMP Consulting Principal Jane Stabile: Regulatory Changes Will Require Detailed Reporting, More Efficient IT Systems in Hedge Fund Sector
As hedge fund managers look forward to coping with expected tighter regulation and reporting requirements of the…
SEC Votes on Measures to Further Strengthen Oversight of Credit Rating Agencies
The Securities and Exchange Commission today voted unanimously to take several rulemaking actions to bolster oversight of…
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Robert W. Cook Named Director of SEC Division of Trading and Markets
Securities and Exchange Commission chairman Mary L. Schapiro announced today that Robert W. Cook has been named…