Derivsource DerivSource is the source for derivatives, pre- and post-trade operations, regulatory compliance, risk management and technology.

Navigation

SEC

Statement of Chairman Gary Gensler on CFTC/SEC Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps

August 20, 2010 - - 0 Comment

Commodity Futures Trading Commission chairman Gary Gensler today commented on the joint CFTC-SEC Public Roundtable to Discuss…

Read More

CFTC and SEC Issue Joint Advance Notice of Proposed Rulemaking and Request for Comment Regarding Definitions and the Regulation of Mixed Swaps as Part of Dodd-Frank Act Rulemaking

August 14, 2010 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today published a joint…

Read More

Opening Statement, Meeting of: The CFTC-SEC Joint Advisory Committee on Emerging Regulatory Issues from Chairman Gary Gensler

August 11, 2010 - - 0 Comment

Good morning. I am pleased to open the third public meeting of the CFTC-SEC Joint Advisory Committee…

Read More

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting

August 9, 2010 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced the agenda and…

Read More

UK in Focus: Regulatory Reform News of the Week

July 29, 2010 - - 0 Comment

The financial regulatory landscape continues to transform but this week the news was mostly focused on the…

Read More

SEC Chairman Schapiro Announces Open Process for Regulatory Reform Rulemaking

July 28, 2010 - - 0 Comment

Securities and Exchange Commission chairman Mary L. Schapiro today announced that the agency is making it easier…

Read More

SEC and Japan Financial Services Agency Hold Meeting of the SEC-JFSA Strategic Dialogue

July 3, 2010 - - 0 Comment

Securities and Exchange Commission chairman Mary Schapiro and Japan Financial Services Agency (JFSA) Commissioner Katsunori Mikuniya met…

Read More

SEC to Discuss US Regulatory Reform at June London Conference

June 1, 2010 - - 0 Comment

Commissioner Elisse Walter and five senior SEC officials will survey pending US regulatory reforms and key SEC…

Read More

SEC Proposes Consolidated Audit Trail System to Better Track Market Trades

May 27, 2010 - - 0 Comment

The Securities and Exchange Commission today proposed a new rule that would require the self-regulatory organizations (SROs)…

Read More

“And One More Thing” – Statement Commissioner Bart Chilton Before the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

May 25, 2010 - - 0 Comment

The market events of May 6th were serious and significant, and I’m pleased that this Advisory Committee…

Read More

Sign up for
our newsletter

Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.

Podcast

Upcoming Events