IOSCO Announces Commodity Derivatives Markets Supervisory Principles
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has today published its report on…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
SEC to Seek Comment on Review of Existing Regulations
The Securities and Exchange Commission today announced that it will seek public comment on a plan to…
CFTC Grants CME Clearing Europe Limited Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission today issued an Order granting CME Clearing Europe Limited registration as a…
The CFTC Announces Appointment of John Rogers as Chief Information Officer
The Commodity Futures Trading Commission (CFTC) today announced the appointment of John L. Rogers to serve as…
CFTC to Hold Open Meeting to Consider Two Proposed Rules under Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, September 8, 2011, at…
What will the OTC post-trade process look like in a new regulatory environment?
Free Webinar Sept 15th for DerivSource Members The new post-trade workflow of processing OTC derivatives in a…
SEC Seeks Public Comment on Use of Derivatives by Mutual Funds and Other Investment Companies
The Securities and Exchange Commission today voted unanimously to seek public comment on a wide range of…
CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange and the Commodity Exchange
The Commodity Futures Trading Commission (Commission) has notified the New York Mercantile Exchange (NYMEX) and the Commodity…
SEC Names Kathleen Weiss Hanley as Deputy Chief Economist and Deputy Director of Riskfin
The Securities and Exchange Commission today announced that Kathleen Weiss Hanley has been named Deputy Director and…
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CFTC’s Division of Market Oversight Provides Temporary Relief from Large Swaps Trader Reporting for Physical Commodities
The Commodity Futures Trading Commission’s (Commission’s) Division of Market Oversight (Division) today issued a letter providing temporary…