The CFTC Announces Appointment of John Rogers as Chief Information Officer
The Commodity Futures Trading Commission (CFTC) today announced the appointment of John L. Rogers to serve as…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC to Hold Open Meeting to Consider Two Proposed Rules under Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, September 8, 2011, at…
What will the OTC post-trade process look like in a new regulatory environment?
Free Webinar Sept 15th for DerivSource Members The new post-trade workflow of processing OTC derivatives in a…
SEC Seeks Public Comment on Use of Derivatives by Mutual Funds and Other Investment Companies
The Securities and Exchange Commission today voted unanimously to seek public comment on a wide range of…
CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange and the Commodity Exchange
The Commodity Futures Trading Commission (Commission) has notified the New York Mercantile Exchange (NYMEX) and the Commodity…
SEC Names Kathleen Weiss Hanley as Deputy Chief Economist and Deputy Director of Riskfin
The Securities and Exchange Commission today announced that Kathleen Weiss Hanley has been named Deputy Director and…
The Buy Side Weighs in on the Current Practices for Managing Collateral Post-Crisis and Ahead of Central Clearing
How are investment managers improving collateral management processes three years after the Lehman Brothers default and one…
The CFTC Announces Appointment of Gary Barnett as Swaps Division Director
The Commodity Futures Trading Commission (CFTC) today announced the appointment of Gary Barnett to serve as the…
CFTC’s Office of Chief Economist to Host Conference on Commodity Markets
The Commodity Futures Trading Commission’s (CFTC) Office of Chief Economist will host a high-level research conference on…
CFTC Grants CME Clearing Europe Limited Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission today issued an Order granting CME Clearing Europe Limited registration as a…