SEC Adopts Rule Defining Swaps-Related Terms for Regulating Derivatives
The Securities and Exchange Commission today unanimously adopted a new rule to define a series of terms…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Sapient Global Markets Facilitates Compliance with Swaps Data Reporting Rules
CMRS bridges the gap between internal trading systems and required reporting to Swap Data Repositories for all…
OpenLink Releases CFTC Large Trader Reporting for Dodd-Frank Compliance – Actively on Top of Regulatory Requirements
OpenLink, a leading provider of CTRM solutions, announces compliance with Dodd-Frank through its new CFTC reporting…
New Standards for Financial Market Infrastructures Issued by CPSS-IOSCO
The Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) have…
Implementation of Stress Testing Practices by Supervisors: Basel Committee Publishes Peer Review
The Basel Committee on Banking Supervision has today published a peer review of the implementation by national…
Quantitative Impact Study Results Published by the Basel Committee
The Basel Committee published today the results of its Basel III monitoring exercise. The study is based…
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Rule
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, April 18, 2012, at…
EMIR Deadline: Industry Concerned about Uncertain Timeframes for Compliance with New Derivatives Regulation
The deadline for EMIR is nearing and industry participants are worried about the tight timeframes for compliance…
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Financial Reporting Guidance to Futures Commission Merchants
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) has issued a…
SEC Names Diane C. Blizzard as Associate Director for Regulatory Policy and Investment Adviser Regulation
The Securities and Exchange Commission today announced that Diane C. Blizzard has been named Associate Director for…