Buy-side Interest Rate Swap Clearing Surges Ahead of Dodd-Frank Mandate
-Client clearing on SwapClear up by 175% in 2012 to over USD 700 billion total notional LCH.Clearnet…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Legal Entity Data Management: More than an Afterthought
Legal entity data has come a long way. Virginie O’Shea, an analyst at Aite Group, explains the…
Volcker Rule Conformance Period Clarified
The Federal Reserve Board on Thursday announced its approval of a statement clarifying that an entity covered…
SEC Names Diane C. Blizzard as Associate Director for Regulatory Policy and Investment Adviser Regulation
The Securities and Exchange Commission today announced that Diane C. Blizzard has been named Associate Director for…
SEC Adopts Rule Defining Swaps-Related Terms for Regulating Derivatives
The Securities and Exchange Commission today unanimously adopted a new rule to define a series of terms…
Sapient Global Markets Facilitates Compliance with Swaps Data Reporting Rules
CMRS bridges the gap between internal trading systems and required reporting to Swap Data Repositories for all…
OpenLink Releases CFTC Large Trader Reporting for Dodd-Frank Compliance – Actively on Top of Regulatory Requirements
OpenLink, a leading provider of CTRM solutions, announces compliance with Dodd-Frank through its new CFTC reporting…
New Standards for Financial Market Infrastructures Issued by CPSS-IOSCO
The Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) have…
Implementation of Stress Testing Practices by Supervisors: Basel Committee Publishes Peer Review
The Basel Committee on Banking Supervision has today published a peer review of the implementation by national…
End Users Concerned about Cost & Collateral Implications of Regulatory Reform
End users, such as insurers, face a squeeze on liquidity and a potential increase in cost of…