The Road to Dodd-Frank Compliance: Get Ready, Swap End-Users
Sid Jacobson, partner, SunGard Global Services’ energy and utilities business offers ten items end users need to…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC to Hold Open Meeting to Consider Proposed Rules on Enhancing Customer Protections and Final Rules on Adaptation of Existing Regulations to Incorporate Swaps
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, September 12, 2012, at…
Federal Reserve Board considering changes to the implementation timeline for the Dodd-Frank company-run stress test requirements
The Federal Reserve Board is considering changes to the implementation timeline for the annual company-run stress test…
IOSCO Consults on the Technological Challenges to Market Surveillance
The International Organization of Securities Commissions has published today a Consultation Report on the Technological Challenges to…
ISDA and Markit Begin Buy-Side Onboarding for Dodd-Frank Compliance Solution
The International Swaps and Derivatives Association, Inc. (ISDA) and Markit announced today that they are now onboarding…
The Rise of FpML: a Critical Tool for the New OTC Regulatory Environment
FpML 5 has introduced new views and messages to support operational demands related to regulatory reform such…
CFTC Approves Conforming Rule on Registration of Intermediaries
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final rule to conform the CFTC’s existing…
CFTC Proposes Inter-Affiliate Clearing Exemption
The Commodity Futures Trading Commission (CFTC) today issued a proposed rule to exempt swaps between certain affiliated…
Q4 in Focus – Compliance Readiness & the Need for Self- Assessment
Financial institutions that have established the procedures and infrastructure required to comply with new rules under the…
CFTC Staff Responds to Questions on Timing of Swap Dealer Registration Rules
Today, Commodity Futures Trading Commission (CFTC) staff is responding to questions from market participants and other interested…