New SimCorp StrategyLab White Paper Authored by CEB TowerGroup Highlights Buy-side Impact of OTC Derivatives Reform
Regulations like Dodd-Frank and EMIR will profoundly impact capital markets industry and prompt an expected USD 6.7bn…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance from Certain Pre-Trade Screening Requirements
The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) today announced an extension of…
CFTC Approves DTCC’s Swap Data Repository
The Depository Trust & Clearing Corporation (DTCC) announced today that the Commodity Futures Trading Commission (CFTC) has…
CFTC Approves Application of DTCC Data Repository, LLC for Provisional Registration as a Swap Data Repository
The U.S. Commodity Futures Trading Commission (CFTC) on September 19, 2012, approved the application of DTCC Data…
FSA Publishes Consultation and Discussion Paper on Client Assets Regime
Michael Beaton managing director, Derivatives Risk Solutions LLP summarises the recent FSA consultation paper on proposed changes to…
Dissecting the ESMA Technical Standards & Areas of Concern for Market Participants
Sandy McFadzean of Catalyst explores the areas of the ESMA consultation paper on OTC derivatives regulation that…
Asia OTC Reform: How is the CCP Clearing Space Evolving in Asia and are Asian Fund Managers Ready?
Lynn Strongin Dodds explores how the CCP landscape for OTC derivatives is evolving and if Asian investment…
CFTC Staff Responds to Questions on Timing of Swap Dealer Registration Rules
Today, Commodity Futures Trading Commission (CFTC) staff is responding to questions from market participants and other interested…
The Road to Dodd-Frank Compliance: Get Ready, Swap End-Users
Sid Jacobson, partner, SunGard Global Services’ energy and utilities business offers ten items end users need to…
ESMA Defines Standards for Derivatives and CCPs
The European Securities and Markets Authority (ESMA) has today published its technical standards on the Regulation on…