FIA Pledges to Continue Working with Basel Committee on Impact of Capital Requirements
FIA welcomed the Basel Committee’s consultation on proposed revisions to the leverage ratio today, but expressed disappointment…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Kinetix Secures Legal Approval for US/EU Regulatory Engine
Kinetix Trading Solutions, a Compliance and Trade Management solutions provider to capital markets firms, has secured legal…
MiFID II Implementation – Despite Delay Challenges Remain
OTC subject matter expert Sol Steinberg on where are we at with MiFID implementation as we head…
US/EU CCP Equivalence & MiFID II Delayed: Regulatory Weekly Roundup
A quick recap on the regulatory news of this week including the agreement for a common approach for CCPs among the US and Europe and an official delay to MiFID II
Common Approach Agreed Between US CFTC and European Commission for Transatlantic CCPs
Both the European Commission and US CFTC have announced a common approach regarding requirements for CCPs. The…
Andrew Bailey Appointed as New Chief Executive of the FCA
HM Treasury have today announced the appointment of Andrew Bailey as the new permanent Chief Executive of…
Emerging Market Regulators Reinforce Commitment to Strengthen Resilience While Ensuring Fair and Orderly Markets
Global emerging capital market regulators met this week in Bali, Indonesia, at the IOSCO Growth and Emerging…
Revised Framework for Market Risk Capital Requirements Issued by the Basel Committee
The Basel Committee on Banking Supervision has today issued the revised minimum capital requirements for market risk…
Regulatory Trends to Watch in 2016
We offer a list of the key areas to watch for in 2016 in the OTC derivatives industry.
Financial Regulatory Update – A Recap on March
March saw a flurry of regulatory announcements in the OTC derivatives world. Here is a recap.