DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
This response represents the views of European CCPs to the FSB, BCBS, CPMI-IOSCO consultation on ‘Incentives to centrally clear over-the-counter…
FIA, the Institute of International Finance (IIF), and the Global Financial Markets Association (GFMA) filed a response…
European Union (EU) securities markets, infrastructures and investors face new risks in the form of high volatility,…
Linking both standards to improve transparency and aid risk and exposure management The Association of National Numbering…
FIA and the FIA Principal Traders Group (together, FIA) today urged the Commodity Futures Trading Commission (CFTC)…
Claiming that Dodd Frank’s Title VII rules post-financial crisis legislation has not moved swaps trading onto SEFs…
The Financial Stability Board (FSB), the Basel Committee on Banking Supervision (BCBS), the Committee on Payments and…
The European Securities and Markets Authority (ESMA) has found that national regulators need to improve their supervision…
Paper highlights the impact of securities finance trade reporting on the industry including collateral supply, liquidity and…
Control and Patrol Roles: Why it Ain’t Always Easy Being a Compliance Officer
Catherine Sutcliffe of Moxie Rules explores four main challenges compliance and regulatory professionals face in today’s financial industry….