How Cassini Helped a Phase 4 Asset Manager Reach Front-to-Back Compliance with UMR
Download case study now This global top-tier Hedge Fund Manager based in the US, is active within…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Clarus Releases IBOR Transition Management Tools
Clarus Financial Technology today announces the release of a suite of IBOR Transition Management tools, available as…
SFTR Implementation: Why Readiness is Lacking for Some (Q&A)
In a recent SFTR Implementation Survey conducted by Cappitech and analysed by Kaizen Reporting, revealed a lack of readiness among some…
Citi Empowers Middle Office Clients with Flexible Investment Data Delivery
Citi has upgraded its Investment Book of Record (IBOR) data delivery service to support Middle Office clients…
ISDA Publishes Consultation on Final Parameters for Benchmark Fallback Adjustments
ISDA has today launched a new consultation to finalize the methodologies for the adjustments that will be…
ICE Data Indices Recognized as Third Country Benchmark Administrator by the UK’s Financial Conduct Authority
Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data…
Ncontracts Launches New Compliance Management System (CMS), Ncomply
Ncontracts, the leading provider of integrated risk management solutions for financial institutions, is announcing the launch of…
UMR Phase 5: Managing Business Impact & Why Pre- & Post-Trade Controls are Essential
UMR Phase 5 will have a significant capital impact on in-scope firms’ trading performance. To address this…
Uncleared Margin Rules and the Rise of Initial Margin Optimization
As the industry prepares for the next phases of UMR, the full impact of the challenges it…
Four Misconceptions about Initial Margin Model Validation Post EMIR Refit
By Brie Lam of Brie Lam Regulatory Advisory Services and Shaun Murray of Margin Reform Backdrop The…