CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers
Today the Commodity Futures Trading Commission (CFTC) published a concept release aimed at bringing greater transparency and…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Joint Statement by the Treasury, FDIC, OCC, OTS and the Federal Reserve
The U.S. Department of the Treasury, the Federal Deposit Insurance Corporation, the Office of the Comptroller of…
A New Front for Capital Adequacy
Gary Wright of B.I.S.S. Research speaks about changes ahead for capital adequacy requirements The capital requirements for…
Stress and Scenario Testing ? Thinking the Unthinkable
Quadrant, specialist domain consultants and systems supplier, in risk and compliance to the Financial Service Industry today…
What’s Next? Legislative and Regulatory Responses to the Financial Crisis
A New Report From Aite Group Aite Group looks at the current financial crisis and predicts likely…
ISDA and SIFMA File Amicus Brief in Support of TCIF
The International Swaps and Derivatives Association, Inc. (ISDA) jointly with the Securities Industry and Financial Markets Association…
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Iosco Publishes Proposals on Short-selling Regulation
The International Organization of Securities Commissions (Iosco) has published a new consultation paper containing its recommendations for…