SIFMA Suggests Revisions to SEC Proposed Placement Agent Rule
The Securities Industry and Financial Markets Association (SIFMA) today submitted a comment letter in response to the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
FSA Finalises Far-reaching Overhaul of UK Liquidity Regulation
The Financial Services Authority (FSA) has today published its final rules on the liquidity requirements expected of…
CFTC and SEC Chairmen Issue Update on Harmonization Report
The Chairmen of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) announced…
Gregg Berman Named Senior Policy Advisor in SEC Division of Risk, Strategy, and Financial Innovation
The Securities and Exchange Commission today announced that Gregg Berman has been named a senior policy advisor…
SIFMA Responds to G-20 Initiatives on Exec Comp and Other Reforms’ Impact
The Securities Industry and Financial Markets Association (SIFMA) today responded to some of the initiatives launched by…
Dodd Statement: One Year Later, Urgent Need to Reform Financial Regulations
“The 20th century regulatory structure has been outpaced by the 21st century innovations in the financial services…
Treasury Secretary Timothy F. Geithner Written Testimony House Financial Services Committee Financial Regulatory Reform
Chairman Frank, Ranking Member Bachus, members of the House Financial Services Committee, I am pleased to be…
Agriculture Committee Continues Review of Treasury Department’s Derivatives Proposal
CFTC, SEC Chairmen Discuss Financial Reform Legislation Today, the House Agriculture Committee continued its review of the…
IMP Consulting Principal Jane Stabile: Regulatory Changes Will Require Detailed Reporting, More Efficient IT Systems in Hedge Fund Sector
As hedge fund managers look forward to coping with expected tighter regulation and reporting requirements of the…
Statement by Secretary Timothy F. Geithner to the Plenary Session of the International Monetary Fund and World Bank Annual Meetings, Delivered by Acting Assistant Secretary Mark Sobel
On behalf of Secretary Geithner and the U.S. delegation, thank you to the people of Istanbul and…