Liquidity Risk ? the top 5 Issues Financial Institutions Should be Thinking About Now for FSA Compliance, says Algorithmics
Algorithmics today outlined the Top 5 issues that banks must think about now to assess their policies,…
Regulation & Compliance
Regulatory Update: Listed and OTC Derivatives
A New Report From Aite Group While there may not be a one-size-fits-all solution, a single regulator…
ISE Publishes Proposal for U.S. Regulatory Reform
Recommendations Focus on Oversight of Market Operations and Trading Venue ISE calls for creation of a new…
Iosco Publishes Proposals on Short-selling Regulation
The International Organization of Securities Commissions (Iosco) has published a new consultation paper containing its recommendations for…
CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers
Today the Commodity Futures Trading Commission (CFTC) published a concept release aimed at bringing greater transparency and…
Joint Statement by the Treasury, FDIC, OCC, OTS and the Federal Reserve
The U.S. Department of the Treasury, the Federal Deposit Insurance Corporation, the Office of the Comptroller of…
Stress and Scenario Testing ? Thinking the Unthinkable
Quadrant, specialist domain consultants and systems supplier, in risk and compliance to the Financial Service Industry today…
What’s Next? Legislative and Regulatory Responses to the Financial Crisis
A New Report From Aite Group Aite Group looks at the current financial crisis and predicts likely…
ISDA and SIFMA File Amicus Brief in Support of TCIF
The International Swaps and Derivatives Association, Inc. (ISDA) jointly with the Securities Industry and Financial Markets Association…
A New Front for Capital Adequacy
Gary Wright of B.I.S.S. Research speaks about changes ahead for capital adequacy requirements The capital requirements for…