Reval Warns Corporate End-users of Otc Derivatives Still at Risk Despite Perceived Legislative Improvements
Although portions of proposed legislation from both the House Financial Services Committee and House Agriculture Committee to…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
FSA Outlines its Approval and Interview Process for Significant Influence Functions
The Financial Services Authority (FSA) has written to the CEOs of 5,000 regulated firms to reinforce how…
SIFMA’s Bentsen Statement on Committee Passage of Derivatives Regulation
The Securities Industry and Financial Markets Association today released a statement from Ken Bentsen, executive vice president,…
SEC Publishes 2010-2015 Draft Strategic Plan for Public Comment
The Securities and Exchange Commission today published for public comment its Draft Strategic Plan that outlines the…
Committee to Begin Consideration of Financial Regulatory Reform Legislation
Rep. Barney Frank (D-MA), chairman of the House Committee on Financial Services, today announced that the committee…
Chatham Testifies Before the House Financial Services Committee Hearing On OTC Derivatives Legislation
Chatham Financial, the largest independent interest rate and foreign exchange risk management advisor, testified before the House…
SIFMA Supports Reform of Over-The-Counter Derivatives Markets
James Hill, managing director of Morgan Stanley & Co. today testified before the House Financial Services Committee…
FSA Chairman Outlines Factors for Successful European Regulation
Lord Turner, chairman of the Financial Services Authority (FSA), today set out the factors that will determine…
SIFMA Suggests Revisions to SEC Proposed Placement Agent Rule
The Securities Industry and Financial Markets Association (SIFMA) today submitted a comment letter in response to the…
Trading Book Quantitative Impact Study by the Basel Committee: Results
The Basel Committee on Banking Supervision issued today the results of its recent trading book quantitative impact…