FSA Chief Says Cultural Change Needed to Drive Reform
Reform will only come if both the regulator and the regulated are committed to genuine change, according…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Frank Statement on Senator Dodd’s Financial Reform Package
Today, House Financial Services Committee Chairman Barney Frank (D-MA) issued the following statement on the introduction of…
Lincoln, Chambliss Statement on Senate Banking Committee’s Draft of Financial Reform Legislation
U.S. Senator Blanche Lincoln (D-AR), Chairman of the Senate Committee on Agriculture, Nutrition and Forestry, and Senator…
Financial Stability Board releases reports submitted to the G20
The Financial Stability Board (FSB) is publishing today four reports submitted to G20 Finance Ministers and Central…
SEC’s New Division of Risk, Strategy, and Financial Innovation Adds Experts to Senior Ranks
The Securities and Exchange Commission today announced that three experts in the fields of risk management, structured…
EACH welcomes European Commission’s Communication on OTC Derivatives; agrees Information-sharing Principles; re-elects Rory Cunningham as Chairman, and new Executive Committe
At its meeting on October 30th in Oporto, EACH, the European Association of Central Counterparty Clearing Houses,…
IOSCO Consults on Principles to Mitigate Private Equity Conflicts of Interest
The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published a Consultation Report on Private Equity…
FSA Chairman Says ‘no silver bullet’ to Address ‘too-big-to-fail’ Challenge
There is no ‘silver bullet’ to address the problem of banks being ‘too-big-to-fail’, but instead the answer…
Financial Services Committee Approves Bipartisan Credit Rating Agencies Reform Bill
Today, the House Financial Services Committee passed H.R. 3890, the Accountability and Transparency in Rating Agencies Act,…
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Financial Reform Discussion Draft Summary Published by Senate Committee
Senate Committee on Banking, Housing, and Urban Affairs, Chairman Chris Dodd (D-CT)Contact: Kirstin Brost/Justine Sessions, 202-224-7391 Summary:…