Review of the Differentiated Nature and Scope of Financial Regulation released by the Joint Forum
The Joint Forum today released its report Review of the Differentiated Nature and Scope of Financial Regulation…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC to Hold Open Meeting on a Proposed Position Limits Rule
The United States Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, January 14,…
Board Advises Institutions of Supervisory Expectations for Sound Practices in Managing Interest Rate Risk
The Federal Reserve Thursday released an advisory reminding depository institutions of supervisory expectations for sound practices in…
CFTC Seeks Public Comment on Revised Petition From the Chicago Mercantile Exchange Involving Credit Default Swaps
The Commodity Futures Trading Commission is requesting public comment on a revised petition submitted by the Chicago…
Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations
Securities and Exchange Commission chairman Mary L. Schapiro today announced that Carlo V. di Florio has been…
Dodd and Shelby Issue Joint Statement on the Progress of Financial Reform
Today Senate Banking Committee Chairman Chris Dodd (D-CT) and Ranking Member Richard Shelby (R-AL) issued a joint…
Committee Launch Inquiry into Derivatives Markets and Supervision
The House of Lords EU Sub-Committee on Economic Affairs has today launched its new inquiry into the…
U.S. Regulators Encourage Comments to Basel Committee
The Basel Committee on Banking Supervision (the Committee) today released for comment new proposals that aim to…
Senate Banking Committee Approves Bernanke
Today the Senate Banking Committee approved the nomination of Ben Bernanke to continue as Chairman of the…
New Chairman of the Joint Forum
The Joint Forum ‘s parent organisations, the Basel Committee on Banking Supervision (BCBS), the International Organization of…