Dodd and Shelby Issue Joint Statement on the Progress of Financial Reform
Today Senate Banking Committee Chairman Chris Dodd (D-CT) and Ranking Member Richard Shelby (R-AL) issued a joint…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Committee Launch Inquiry into Derivatives Markets and Supervision
The House of Lords EU Sub-Committee on Economic Affairs has today launched its new inquiry into the…
U.S. Regulators Encourage Comments to Basel Committee
The Basel Committee on Banking Supervision (the Committee) today released for comment new proposals that aim to…
Senate Banking Committee Approves Bernanke
Today the Senate Banking Committee approved the nomination of Ben Bernanke to continue as Chairman of the…
Basel Committee Announces Consultative Proposals to Strengthen the Resilience of the Banking Sector
At its 8–9 December meeting, the Basel Committee on Banking Supervision approved for consultation a package of…
ISDA Expresses Concern over Korea’s Proposed NPA Bill
The International Swaps and Derivatives Association, Inc (ISDA) today expressed its concern over Korea’s proposed New Product…
Treasury Sets Out Plans to Manage Investment Bank Failures
The Treasury has today published proposals to strengthen the UK’s ability to deal with any future failure…
House Approves Historic New Rules to Govern America’s Financial System
Today, the House of Representatives approved sweeping new legislation to modernize America’s financial rules in response to…
FSA Strengthens Stress Testing Regime
The Financial Services Authority (FSA) has strengthened its stress testing regime by requiring firms to improve their…
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Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations
Securities and Exchange Commission chairman Mary L. Schapiro today announced that Carlo V. di Florio has been…