JWG-IT Research Shows FSA’s Failures Could Lead to a Winter of Discontent
Turner’s liquidity implementation efforts fall short of Darling’s and Walker’s objectives JWG-IT, the independent think-tank, has today…
Regulation & Compliance
SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency
The Securities and Exchange Commission today announced several actions that would protect against abusive short sales and…
CFTC Exercises Authority to Apply Regulations to Exempt Commercial Markets with Significant Price Discovery Contracts
CFTC Announces Its Determination that the Henry Financial LD1 Fixed Price Contract Traded on the Intercontinentalexchange, Inc.,…
ICE Announces Key Elements of New OTC Regulatory Regime
IntercontinentalExchange((R)) (NYSE: ICE), a leading operator of regulated global futures exchanges, clearing houses and over-the-counter (OTC) markets,…
SIFMA Unveils New Pro-Consumer Reforms
Adopts Administration Proposed Language for Federal Fiduciary Standard The Securities Industry and Financial Markets Association (SIFMA) today…
CESR Recommends the Commission to Introduce a Mandatory Trade Transparency Regime for Non-equity Markets
CESR publishes today its final report (Ref. CESR/09-348) and feedback statement (Ref. CESR/09-349) on the transparency of…
Fact Sheet: Administration’s Regulatory Reform Agenda Moves Forward
Legislation for Strengthening Investor Protection Delivered to Capitol Hill Continuing its push to establish new rules of…
Secretary Timothy F. Geithner before the House Financial Services and Agriculture Committees
Joint Hearing on Regulation of OTC Derivatives Chairman Frank, Ranking Member Bachus, Chairman Peterson, Ranking Member Lucas,…
ICE Statement Regarding CFTC Initiatives
IntercontinentalExchange(R) (NYSE: ICE) today issued the following statement: ICE welcomes the opportunity to participate in the industry…
Statement by Chairman Gary Gensler on Speculative Position Limits and Enhanced Transparency Initiatives
The Commodity Futures Trading Commission is directed by statute and provided with broad authorities to ensure the…
