FIA, Institute of International Finance and Global Financial Markets Association Urge Fair Treatment of Global Capital Rules for Clearing
FIA, the Institute of International Finance (IIF), and the Global Financial Markets Association (GFMA) filed a response…
Control and Patrol Roles: Why it Ain’t Always Easy Being a Compliance Officer
Catherine Sutcliffe of Moxie Rules explores four main challenges compliance and regulatory professionals face in today’s financial industry….