SEC Proposes Review Process for Mandatory Clearing of Security-Based Swaps Under Dodd-Frank Act
The Securities and Exchange Commission today voted unanimously to propose rules required under the Dodd-Frank Act that…
Dodd-Frank Wall Street Reform
CFTC to Hold Open Meeting on Eighth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, December 16, 2010, at…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Governance: I support the proposed rule on further governance and…
CFTC Seeks Public Input for a Joint CFTC-SEC Study on the Feasibility of Requiring the Adoption of Standardized Computer-Readable Descriptions of Complex and Standardized Derivatives
The Commodity Futures Trading Commission (CFTC) has approved for publication in the Federal Register a request for…
CFTC, SEC to Host Joint Public Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps
Staff from the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will hold…
CFTC, SEC to Host Joint Public Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps
Staff from the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will hold…
CFTC to Hold Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, December 9, 2010, at…
Trade Associations Urge CFTC and SEC to Implement Dodd-Frank Derivatives Rules in Phases
Eleven financial trade associations including the FIA have urged the Commodity Futures Trading Commission and the Securities…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Clearinghouse legal and compliance matters I support the proposed rule…
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“Proposed Position Limits for Derivatives”
Statement of Bruce Fekrat, Senior Special Counsel, Division of Market Oversight Good afternoon Mr. Chairman, Commissioners. Today…