The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…
Committee to continue discussion of high frequency and algorithmic trading practices and the role of technology in…
The Securities and Exchange Commission is seeking public comment on proposed regulations to require issuers of asset-backed…
An Important Milestone Reached in Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act Convening today…
Chairman Dodd, Ranking Member Shelby, and other members of the Committee, thank you for the opportunity to…
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Friday, October 1, 2010, to…
The Dodd-Frank Wall Street Reform and Consumer Protection Act will transform the derivatives industry. In a Q&A, Sean…
The staffs of the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced…
The Commodity Futures Trading Commission (CFTC) today announced that it will publish in the Federal Register a…
The Alternative Investment Management Association (AIMA) – the global hedge fund industry association – is to engage…
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…