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CFTC

CFTC Staff to Host Public Roundtable to Discuss the “Futurization of Swaps”

January 18, 2013 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) today announced that staff will hold a public roundtable on January…

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IntercontinentalExchange Receives Regulatory Approval for Customer Portfolio Margining; Expands Capital Efficiencies for Buy-Side Clearing

January 15, 2013 - - 0 Comment

IntercontinentalExchange (NYSE: ICE), a leading operator of global markets and clearing houses, announced today that ICE Clear…

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CFTC Announces Appointment of Melissa Jurgens to Serve as Secretary of the Commission

January 14, 2013 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) today announced the appointment of Melissa Jurgens to serve as the…

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CFTC Extends Public Comment Period on Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Future Commission Merchants and Derivatives Clearing Organizations

January 11, 2013 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) published in the Federal Register on November 14, 2012 a notice…

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Quad Party Segregation in Spotlight for CCP Clearing

January 7, 2013 - - 0 Comment

Quad party segregation is not a new concept but this mechanism is getting much attention with the…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Further No-Action Relief for Certain U.S. Banks Wholly Owned by Non-U.S. Swap Dealers, for Purposes of Making Calculations Under the Swap Dealer Definition

December 31, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Registration Relief to Certain Associated Persons

December 31, 2012 - - 0 Comment

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) announced…

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CFTC’s Division of Market Oversight Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Large Swap Trader Reporting Rules

December 14, 2012 - - 0 Comment

The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued a letter…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers

December 14, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…

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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Post-Allocation Swap Timing Requirement of § 45.3(e)(ii)(A) of the Commission’s Regulations

December 13, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing relief…

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