Derivsource DerivSource is the source for derivatives, pre- and post-trade operations, regulatory compliance, risk management and technology.

Navigation

CFTC

Cross-border Harmonisation & ESMA CCP Discussion Paper

July 12, 2013 - - 0 Comment

Regulatory bodies on both sides of the Atlantic have been busy this week with major news coming…

Read More

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Technical Correction to No-Action Letter Regarding Certain Risk Mitigation Requirements

July 11, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the…

Read More

CFTC Staff Issues Four No-Action Letters Providing Relief in Connection with Issues Relating to Swaps Regulation

July 11, 2013 - - 0 Comment

Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued four no-action letters that address certain…

Read More

CFTC to Hold Open Meeting to Consider Cross-Border Final Guidance; and Cross-Border Phase-In Exemptive Order

July 5, 2013 - - 0 Comment

U.S. Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced the Commission will hold a public…

Read More
iStock_000014118373XSmall.jpg

The New World of Swap Execution: Timelines for SEF Preparation

July 2, 2013 - - 0 Comment

At a DerivSource webinar, speakers discussed the recently finalized CFTC rules on swap execution facilities (SEFs) and…

Read More

CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Time to Secure No-Action Relief by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definition

July 1, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced that…

Read More

CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations

June 27, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight (“Division”) today issued a no-action letter extending…

Read More

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers

June 27, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action…

Read More

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief from Certain External Business Conduct Standards and Documentation Standards

June 26, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the issuance…

Read More

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation

June 26, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the issuance…

Read More

Sign up for
our newsletter

Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.

Podcast

Upcoming Events