The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter that provides certain swap dealers (SDs) with limited relief surrounding the requirement that chief compliance officers of such SDs prepare and submit an Annual Report, pursuant to Commission Regulation 3.3.
More via press release: http://www.cftc.gov/PressRoom/PressReleases/pr6623-13
