The Securities and Exchange Commission has adopted rules that establish procedures for its review of certain clearing…
Prominent executive to bring extensive financial industry knowledge and global business development skills to OptionsCity Software OptionsCity…
Clearing certainty is a concern for many market participants as the industry moves towards central clearing. Lynn…
The Basel Committee on Banking Supervision today issued its final rules on the information banks must disclose…
New white paper explores effects of impending regulation on market structure and the implications for firms’ business…
Proposed Rulemaking also Establishes Eligibility Requirements for Parties to Block Trades The Commodity Futures Trading Commission (CFTC)…
The European Securities and Markets Authority (ESMA) has launched a consultation on its technical standards under the…
Recovery and resolution planning (RRP) is part of wider, international efforts to promote the stability of the…
The Financial Stability Board (FSB) published today its third six-monthly progress report on the implementation of over-the-counter…
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, June 21, 2012, at…
SEC Adopts New Procedures for Reviewing Clearing Submissions Under Dodd-Frank Act
The Securities and Exchange Commission has adopted rules that establish procedures for its review of certain clearing…