CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Report Omnibus Account Information in a Timely Manner
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued an advisory…
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Xenomorph Timescape Released on Windows Azure Cloud
Xenomorph, the analytics and data management solutions provider to global financial institutions, announced today that its analytics…
Margin Efficiency at CCPs: Portfolio Margining Eligibility & the Quest for Interoperability
Lynn Strongin Dodds weighs the pros and cons of interoperability between CCPs and explores how clearinghouses are…
Strategies for Effective Collateral Management in the New OTC Derivatives Industry
June 13th at 10am EST/3pm BST Sponsored by Omgeo In a complimentary webinar, a panel will discuss…
Quantifi Hires Proven Industry Leader as Head of EMEA
Bruno Piers de Raveschoot, former President of NICE Actimize, joins Quantifi as Head of EMEA Brings over…
CFTC to Hold Open Meeting to Consider Trade Execution Rules; Anti-Disruptive Trading Practices Guidance
Commission will consider the “pre-trade” transparency module that includes the swaps block rule, the swap execution facility…
DTCC Survey Shows Impact of New Regulation as Top Concern in Addressing Systemic Risks
Survey Polls Industry Leaders on Biggest Challenges to Mitigating Risk The impact of new regulations in…
Derek West: The Job of a Regulator and Advocate for the Public Interest
Derek West, Senior Director, Derivatives Oversight at Quebec’s Autorité des marchés financiers (AMF) talks to DerivSource about…
SEC Proposes Rules for Cross-Border Security-Based Swap Activities
The Securities and Exchange Commission today voted unanimously to propose rules and interpretive guidance for parties to…
A New Glossary Offers a Guide to Regulatory Jargon for KYC, AML and FATCA
JDX Consulting is publishing a new glossary for Know Your Client (KYC) and Anti-Money Laundering (AML) to…