Derek West: The Job of a Regulator and Advocate for the Public Interest
Derek West, Senior Director, Derivatives Oversight at Quebec’s Autorité des marchés financiers (AMF) talks to DerivSource about…
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SEC Proposes Rules for Cross-Border Security-Based Swap Activities
The Securities and Exchange Commission today voted unanimously to propose rules and interpretive guidance for parties to…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Obligation of Swap Dealers and Major Swap Participants to Provide Certain Disclosures for Certain Transactions Under Regulation 23.431
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
Corporate Treasurers’ Strategic Ambitions Thwarted by Outdated Technology and Manual Processes, Find Kyriba and the ACT
Survey by Kyriba and the Association of Corporate Treasurers reveals treasury teams want to provide deeper insight,…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
The Bumpy Road of the European Addendum; Concerns Remain over Cleared Derivatives Standard Document
After many months, the European ISDA cleared derivatives addendum is near completion. This agreement, which is a…
Sourcing the Right Collateral a Major Priority for the Financial Industry in Asia, Shows Conference Poll
More than 92 percent of industry players in Asia say sourcing appropriate collateral to meet new industry…
FSB Reports to G20 on Progress of Financial Regulatory Reforms
The Chairman of the Financial Stability Board (FSB) reported to the G20 Finance Ministers and Central Bank…
CPSS and IOSCO Monitor the Implementation of PFMIs
The Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) have…
DTCC Survey Shows Impact of New Regulation as Top Concern in Addressing Systemic Risks
Survey Polls Industry Leaders on Biggest Challenges to Mitigating Risk The impact of new regulations in…