IOSCO Consults on Sound Practices at Large Intermediaries for Assessing Credit Risk
The International Organization of Securities Commissions today published the consultation report on Sound Practices at Large Intermediaries:…
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ESMA Releases Final Guidelines Clarifying the Definition of Commodity Derivatives under MiFID I
The European Securities and Markets Authority (ESMA) today published guidelines on the Markets in Financial Instruments Directive…
ESAs – Main Risks to EU Financial Market Stability Have Intensified
The Joint Committee of the European Supervisory Authorities (ESAs) published its fifth Report on Risks and Vulnerabilities…
ESMA recognises third-country CCPs
ESMA has today recognised ten third-country CCPs established in Australia, Hong Kong, Japan and Singapore. More information…
ESMA Publishes Updated EMIR Q&A – Focus on Reporting
The European Securities and Markets Authority (ESMA) has today issued the 13th update of its Q&A document…
ESMA Consults on Draft Guidelines Specifying Criteria for the Assessment of Knowledge and Competence in MiFID II
The European Securities and Markets Authority launched today a consultation on draft guidelines specifying criteria for the…
CFTC Staff Issue No Action Letters Providing Relief in Connection with Erroneous Swap Trades and Swap Trade Confirmations
Today, the U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) and the Division of…
Basel Committee Removes Selected National Discretions and replies to Frequently Asked Question on Funding Valuation Adjustment
The Basel Committee has agreed to remove certain national discretions from the Basel capital framework. National discretion…
Collateral Efficiency: Mobility, Velocity & Optimisation Required – but How?
In a webinar, a panel of industry experts will discuss practical strategies for achieving collateral efficiency including…
Trading – The Art Of Conversation
Regulators may be pushing bonds onto electronic trading but this does not signal the end of voice trading.