SA-CCR – Understanding Implementation Challenges to Create an Effective Adoption Plan
A recording of this webinar is available. Please register or login to view the video In a…
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Trade Reporting Variability Presents Significant Challenges
What are the challenges financial institutions face as they prepare for the new trade reporting rules?
Regulatory Trade Reporting – Major Data Issues Persist, and More on the Way!
In a DerivSource webinar, market practitioners explore both the operational and industry-wide challenges they face in managing data and varying formats needed to meet trade reporting required under multiple financial regulations.
ESMA Amends MiFID II Standards on Non-equity Transparency and Position Limits
The European Securities and Markets Authority (ESMA) has issued today two Opinions propos-ing amendments to its draft…
CFTC Approves Final Rule on Amendments to the Swap Portfolio Reconciliation Requirement
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final rule to amend a requirement that…
Remaining Hurdles For Complying With The New Non-Cleared OTC Margin Requirements
Firms are on the last lap to complying with the September uncleared margin requirements but hurdles remain.
CFTC and Three Canadian Authorities Sign Counterparts to Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed Counterparts with…
Revisions Proposed to the Basel III Leverage Ratio Framework and Answers to Frequently Asked Questions Issued By the Basel Committee
The Basel Committee on Banking Supervision today released a consultative document entitled Revisions to the Basel III…
MiFID II – ESMA: No Need to Temporarily Exclude ETDs from Open Access to Trading Venues and CCPs
The European Securities and Markets Authority (ESMA) sees no need to temporarily exclude exchange-traded derivatives (ETDs) from non-discriminatory…
CFTC Issues Final Cross-Border Margin Rule
The U.S. Commodity Futures Trading Commission (CFTC) today adopted a rule implementing a cross-border approach to the…