CFTC Issues Order of Registration for the Tokyo Commodity Exchange, Inc.
The U.S. Commodity Futures Trading Commission (Commission) announced today that it has issued an Order of Registration…
Commentary
News in Review for Jan 21 2015
A synopsis of the headlines in the derivatives industry from the last week. European news Regulators hoping…
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Impacts and Implications of the CFTC’s Emerging Swaps Clearinghouse Exemptive Program
20 January 2015 – 10 am EST (NYC) 3 pm GMT (London) / 4 pm CET (Paris/Berlin)…
ESMA to Cooperate with the Hong Kong SFC on CCPs
The European Securities and Markets Authority (ESMA) and the Hong Kong Securities and Futures Commission (SFC) have…
News in Review for Jan 14 2015
A synopsis of the headlines in the derivatives industry from the last week. End users uncertain over…
CFTC’s Division of Market Oversight Issues Time-Limited Extension of No-Action Relief Regarding Masking of Certain Identifying Information Required to be Reported
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing…
Europe Braces for Derivatives Regulatory Lift Off in 2015
CCP clearing, MiFID II and more regulatory reform will dominate ’15
ESMA Announces Open Hearing on MiFID II/MiFIR
The European Securities and Markets Authority (ESMA) will hold an open hearing on the issues set out…
CASS RP Bites on Small Alternative Investment Fund Managers
Life for “small AIFMs” [1] will change in a big way on 1 April 2015 and, despite…