CFTC Staff to Host Public Roundtable to Discuss Proposed Changes to Registration and Compliance Regime for Commodity Pool Operators and Commodity Trading Advisors
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on July 6, 2011,…
SEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that would impose certain business conduct standards…