ISDA Case Law Update: The Nature of “Outstanding” Transactions and “Net” versus “Gross” Basis Revisited
Two recent cases before the High Court have returned to the question first raised in Marine Trade…
Commentary
SEC Proposes Rules for Registration of Securities-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that lay out the process by which…
SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading
The Securities and Exchange Commission today voted to propose a rule implementing the so-called “Volcker Rule” requirements….
Brokers & Execution Platforms Could Face Unfair Competition if Non-discriminatory CCP Access Remains Unclear
Brokers are calling for the language within EMIR around non-discriminatory access to clearing houses to be more…
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Amendment
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 18, 2011,…
SIFMA Statement on the Volcker Rule Proposal
SIFMA today released the following statement from president and ceo Tim Ryan in reaction to the Volcker…
Strengthening Risk Management & Regulatory Compliance Through Reference Data
In a Q&A, Interactive Data’s Darren Marsh explains how centralising reference data management improves a firm’s ability…
LEIs, CCPs and Collateral
Twenty years ago when confirmations for OTC products were produced using Word for Windows 2.0 and sent…
An Unintended Consequence?
No, it’s not all Kudrin all the time here at SWP. I know there are those of…
ISDA Case Law Update
Two recent cases before the High Court have returned to the question first raised in Marine Trade S.A. v Pioneer…