CFTC Announces Public Meeting of the Technology Advisory Committee
The Commodity Futures Trading Commission (CFTC) announces that on Thursday, July 26, 2012, the CFTC’s Technology Advisory…
Commentary
CFTC’s Division of Market Oversight Issues Temporary No-Action Relief to Non-Clearing Swap Dealers to Comply with Large Trader Reporting Requirements for Physical Commodity Swaps and Swaptions
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of temporary…
Catalyst bolsters its Clearing Consultancy Practice with the Appointment of Sandy McFadzean
Capital markets technology and operations consultancy Catalyst Development has extended the capability of its Clearing team with…
Regulatory Reporting: Strategically Adapting to Cross-Jurisdiction Regulatory Changes
The financial industry is experiencing continued regulatory changes with a high focus on transparency. The number of…
The Volcker Rule – How to Prepare Ahead of the July 21st Deadline
The Volcker Rule Statute becomes effective on July 21, 2012, regardless of whether or not implementing regulations…
CFTC Approves New Financial Rules Submitted by the National Futures Association to Strengthen the Protection of Customer Funds Held by Futures Commission Merchants
The Commodity Futures Trading Commission (Commission or CFTC) today approved new financial rules submitted by the National…
OTC Derivative Market Reforms Raise Challenging Questions for Sovereign Institutions, says BNY Mellon Report
Classification of sovereigns and subsequent variation in Basel III capital adequacy rules must be addressed to avoid…
The Road to Dodd-Frank Compliance: How Will the Energy Derivatives Landscape Change?
Stephen Nimmo, senior manager, SunGard Global Services, offers his views on how new derivatives regulation under the…
SEC Approves Rules and Interpretations on Key Terms for Regulating Derivatives
The Securities and Exchange Commission late Friday took another step toward regulating the over-the-counter derivatives market by unanimously…
Weighing the Balance: The Cost of (and of not) Implementing a Living Will
Michael Beaton, managing partner at Derivatives Risk Solutions explains that although the cost of of implementing a…