SEF Rules Passed by CFTC this Week
After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including…
Commentary
The EMIR Delusion
DRS‘ Michael Beaton explains the potential problems with counterparty classification under EMIR now and with upcoming regulatory…
Quantifi Hires Proven Industry Leader as Head of EMEA
Bruno Piers de Raveschoot, former President of NICE Actimize, joins Quantifi as Head of EMEA Brings over…
CFTC to Hold Open Meeting to Consider Trade Execution Rules; Anti-Disruptive Trading Practices Guidance
Commission will consider the “pre-trade” transparency module that includes the swaps block rule, the swap execution facility…
DTCC Survey Shows Impact of New Regulation as Top Concern in Addressing Systemic Risks
Survey Polls Industry Leaders on Biggest Challenges to Mitigating Risk The impact of new regulations in…
Derek West: The Job of a Regulator and Advocate for the Public Interest
Derek West, Senior Director, Derivatives Oversight at Quebec’s Autorité des marchés financiers (AMF) talks to DerivSource about…
Vendor Selection: Choosing a Collateral Management System for the Newly Reformed OTC Market
The number of vendors offering collateral management systems has exploded in recent years. Jeff Campbell of Actualize…
SEC Proposes Rules for Cross-Border Security-Based Swap Activities
The Securities and Exchange Commission today voted unanimously to propose rules and interpretive guidance for parties to…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Obligation of Swap Dealers and Major Swap Participants to Provide Certain Disclosures for Certain Transactions Under Regulation 23.431
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
Strategies for Effective Collateral Management in the New OTC Derivatives Industry
June 13th at 10am EST/3pm BST Sponsored by Omgeo In a complimentary webinar, a panel will discuss…