Is holistic approach to regulatory reporting is possible?
Matthew Rodgers is a Business Consultant based in New York. He has an extensive background in sell-side banking, where his experience has been pivotal around OTC derivative trading and regulations. His expertise has carried over to various other regulations within the OTC regulatory space for Dodd Frank, Canadian regulations, ESMA, ASIC, MAS, JFSA and HKMA. His current engagement entails utilizing Sapient’s strategic global regulatory reporting and reconciliation solution CMRS. He is responsible for advising clients globally on upcoming regulations within the derivatives and cash space for various financial institutions; a tier 1 investment bank, custodians, and asset managers. His broad understanding of the “front to back” business flow is beneficial in advising clients on strategic decisions needed for compliance within the OTC space.
Market Conduct & PAD: Regulatory Guidance for Remote Working
This is the second episode of our podcast series on “Market Conduct, Personal Account Dealing: How to...
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